Market Conduct & Compliance
Refining, restructuring, and automating compliance management systems, processes, and data, and instituting market conduct and compliance frameworks.
The Twin Peaks regulatory framework adopted in the United Kingdom, Netherlands and South Africa provides for specialist regulatory focus for both financial stability and customer protection, as well as ensuring fair, transparent and efficient financial markets. To maintain trust with their customers and avoid reputational risks, it is critical that banks and insurers comply with market conduct and compliance standards.
Monocle possesses comprehensive expertise, specifically in the design and implementation of systems and processes related to fraud and financial crime, privacy and personal data protection, data security, anti-money laundering and combating the financing of terrorism, know-your-customer, FICA and customer tax reporting.